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THE ISO 9001:2000 STANDARD
| WHAT EXACTLY IS
ISO 9001? |
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ISO 9001 is an International Standard containing
requirements for establishing and maintaining a company's quality management
system.
A quality management system is set up by a company to:
establish a quality policy and quality objectives, and
establish the means to achieve those objectives.
This standard can be applied to almost any company -
from product manufacturers to service providers. It is not specific to
any product or industry.
Rather than specify requirements for your final product
- what you produce - ISO 9001 focuses further "upstream" on the processes
- or how you produce, ISO 9001 requires systems for controlling the processes
you use to develop and produce your products and/or deliver your services.
This standard is based on the idea that there are certain elements every
quality management system must have in place in order to ensure that quality
products and services are consistently provided to the customer on time.
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| WHAT IS THE "PROCESS
APPROACH"? |
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ISO 9001 Quality Management Systems - Fundamentals and Vocabulary defines
a process as a "set of interrelated or interacting
activities which transforms inputs into outputs".
By identifying and managing the "processes"
in your company, your company is embracing the "Process Approach"
to management.
ISO 9001 is divided into four main sections that state
requirements for the primary process "categories"in your company:
- Management processes,
including planning and management review.
- Resource management processes,
including human resources, infrastructure, and the work environment.
- Product realization processes,
including sales order review, product design, purchasing, calibration,
and the actual "production" of your product or service.
- Measurement, analysis and improvement
processes, including internal auditing, inspection,
testing, and corrective/preventive action.
You can see how these main sections relate to each other
in the following diagram:

In this diagram:
- Management defines requirements and objectives for
both the organization and the quality management system and identifies
the resources needed to achieve them.
- Once you understand what the customer wants, you produce
it.
- You measure customer satisfaction and other factors
affecting the performance of the system.
- Management reviews the results of the measurements
and takes action to improve.
Focusing on the customers' needs and continually improvement
is the goal.
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| THE QUALITY MANAGEMENT
PRINCIPLES |
ISO 9001 is based on eight principles
that are key to the success of your quality management system.
The principles in this section are quoted from ISO 9001 Quality
Management Systems - Fundamentals and Vocabulary.
| Customer
Focus |
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Organizations depend on their customers and therefore should understand
current and future customer needs, should meet customer requirements
and strive to exceed customer expectations.
Your company should understand what the customer
expects from your products and services, including price, delivery,
warranty, etc. Management should focus on managing customer relationships
by 'measuring customer satisfaction and taking action on the results.
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| Leadership |
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Leaders establish unity of purpose and direction
of the organization. They should create and maintain the internal
environment in which people can become fully involved in achieving
the organization's objectives.
Your company's management and leaders should:
- Establish a quality policy / mission statement
and quality objectives;
- Provide the human resources, facilities, and
work environment to make a quality product;
- Demonstrate a commitment to education and
training;
- Provide a stimulating work environment by
establishing goals and targets and recognizing individual and
organizational accomplishments.
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| Involvement
of People |
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People at all levels are the essence of an organization
and their full involvement enables their abilities to be used
for the organization's benefit.
People should be empowered and held responsible
to:
- Solve problems;
- Seek opportunities for personal and organizational
improvement;
- Focus on the customer's needs.
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| Process
Approach |
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A desired result is achieved more efficiently
when activities and related resources are managed as a process.
Managing a process includes:
- Defining the desired result, such as an assembled
component (manufacturing process) or a completed part specification
(design process);
- Identifying and measuring process inputs and
outputs;
- Identifying and managing handoffs and relationships
with other processes;
- Responsibilities for managing the process;
- Identifying, providing, and supporting the
resources required by the process.
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| System
Approach to Management |
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Identifying, understanding and managing interrelated
processes as a system contributes to the organization's effectiveness
and efficiency in achieving its objectives.
To apply this principle, your company should:
- Identify and develop the system of processes
that affect a particular objective;
- Understand how processes relate to each other
in the system;
- Establish measures to drive continual improvement.
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| Continual
Improvement |
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Continual improvement of the organizations overall
performance should be a permanent objective of the organization.
Continual improvement includes actions to improve:
- Product features and characteristics (making
a better product);
- Process effectiveness and efficiency (to do
it with fewer resources, quicker, and "make it right the first
time").
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| Factual
Approach to Decision Making |
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Effective decisions are based on she analysis of data and information.
Decisions should not be made based on guesses,
hearsay, or personal opinion, but on hard data. As it is often
said, "In God we trust, all others bring data".
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| Mutually
Beneficial Supplier Relationships |
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An organization and its suppliers are interdependent and a mutually
beneficial relationship enhances the ability of both to create
value.
Your company is dependent upon its suppliers
to provide a quality product or service to your customers. Developing
relationships with key suppliers helps to ensure and improve supplier
quality, reliability, and timeliness.
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| WHAT DOES BEING
"REGISTERED" MEAN? |
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Companies may be "registered" (or "receive
certification") to ISO 9001 by applying to a registrar and paying
a registration fee. The registrar is a company that will audit your company's
quality management system to see if it is meeting all the necessary requirements.
Unlike the 1994 revision of the standard, all companies
will now be registered to ISO 9001 - not ISO 9002 or ISO 9003. If certain
aspects of ISO 9001 do not apply to your company (for example, if your
company doesn't develop its own product designs), your company would exclude
those requirements from the scope of its registration.
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